Gary A. Tickel
Professional summary
Gary Arnold Tickel is a registered financial advisor currently at INPLAY GLOBAL ADVISORS located in San Marino, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gary has worked at 25 firms and has passed the Series 65, Series 63, Series 82TO, Series 52TO, Series 99TO, Series 79TO, Series 3, Series 57TO, SIE, Series 5, Series 7, Series 15, Series 10, Series 9, Series 30, Series 53, Series 4, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gary Arnold Tickel's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2013 - Present
INPLAY GLOBAL ADVISORS
Office #1: 1613 Chelsea Rd 838, San Marino, CA 91108December 10, 2014 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691October 4, 2022 - July 25, 2023
FUTU WEALTH ADVISORS, INC.
May 28, 2019 - September 3, 2020
FUTU CLEARING INC
January 19, 2018 - July 25, 2023
MOOMOO FINANCIAL INC.
October 20, 2017 - November 8, 2017
BOUSTEAD SECURITIES, LLC
June 15, 2017 - November 8, 2017
SUTTER SECURITIES CLEARING, LLC
December 7, 2016 - August 7, 2018
FORTREND SECURITIES, INC.
January 7, 2016 - June 15, 2017
FORGE SECURITIES LLC
January 2, 2015 - August 28, 2015
MORRIS FINANCIAL, INC.
December 10, 2014 - June 17, 2024
FINANCIAL MANAGEMENT NETWORK INC
November 3, 2014 - June 9, 2015
CAPNET SECURITIES CORPORATION
July 31, 2012 - November 13, 2012
TNP SECURITIES, LLC
May 12, 2010 - June 14, 2011
MCL FINANCIAL GROUP, INC.
January 4, 2010 - June 14, 2011
MCL FINANCIAL GROUP, INC.
May 1, 2007 - January 8, 2010
BENEFIT FUNDING SERVICES, LLC
April 18, 2007 - January 8, 2010
SECOND STREET SECURITIES, INC.
March 16, 2007 - December 9, 2008
LINEAR FINANCIAL SERVICES, INC.
September 22, 2006 - January 4, 2007
INVESTMENT SECURITY CORPORATION
August 14, 2003 - November 30, 2004
TIMES SECURITIES, INC.
September 18, 2002 - November 30, 2004
TIMES SECURITIES, INC.
September 3, 1998 - October 2, 2000
MILESTONE FINANCIAL SERVICES, INC.
May 30, 1997 - February 27, 1998
BLOCK TRADING INC.
October 10, 1994 - March 7, 1997
ROBERT THOMAS SECURITIES, INC
May 12, 1987 - October 12, 1994
LEHMAN BROTHERS INC.
July 19, 1985 - May 8, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 1983 - November 6, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2013)
(12/10/2014)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 9/24/2020
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 2/4/2019
Securities Trader ExamSeries 5
Date: 11/20/1985
Interest Rate Options ExaminationSeries 15
Date: 3/7/1983
Foreign Currency Options ExaminationSeries 8
Date: 12/15/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
INPLAY GLOBAL ADVISORS
CRD#: 168190 / SEC#:
Contact information
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