Willis G. Ashby

INTEGRA FINANCIAL

Bellaire, MI

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CRD#: 1100189

Professional summary

Willis Gatch Ashby CFP, CFP®, who also goes by Willis G Ashby, is a registered financial advisor currently at INTEGRA FINANCIAL, INC. located in Bellaire, Michigan.

Willis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Willis has worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Willis G Ashby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE FOR KIDS ACCOUNTS, PARTNER IN PARTNERSHIP FAMILY COOP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Willis Gatch Ashby CFP's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

January 1, 1999 - Present

INTEGRA FINANCIAL, INC.

Office #2: 5105 Dtc Parkway Suite 316, Greenwood Village, CO 80111

RIA

CRD#: 113422

Bellaire, MI

Past

July 27, 2000 - January 19, 2005

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

GREENWOOD VILLAGE, CO

Past

March 30, 1999 - September 1, 2006

WALNUT STREET SECURITIES, INC.

CRD#: 15840

GREENWOOD VILLAGE, CO

Past

January 1, 1999 - December 31, 2002

INTEGRA FINANCIAL, INC.

RIA

CRD#: 113422

GREENWOOD VILLAGE, CO

Past

October 18, 1985 - April 19, 1999

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

October 3, 1983 - November 15, 1985

TOWER SQUARE SECURITIES, INC.

CRD#: 833

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRA FINANCIAL, INC.

CRD#: 113422 / SEC#: 801-126823

RIA

Registered Investment Advisory firm - (11/2/2022 Approved)

Colorado

Registered Investment Advisory firm - (11/10/2022 Terminated)

Texas

Registered Investment Advisory firm - (11/9/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/1/1999)

IAR

Michigan
(2/15/2024)

IAR

Texas
(10/23/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/4/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/15/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTEGRA FINANCIAL, INC.

CRD#: 113422 / SEC#: 801-126823

RIA

Registered Investment Advisory firm - (11/2/2022 Approved)

Colorado

Registered Investment Advisory firm - (11/10/2022 Terminated)

Texas

Registered Investment Advisory firm - (11/9/2022 Terminated)

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Contact information

Main Address

5105 Dtc Parkway Suite 316, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 220-5525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTEGRA FINANCIAL ADV PART 2A FIRM BROCHURE (4/10/2025)

ADV PART 2 WRAP FEE BROCHURE (4/10/2025)

Regulatory assets under management

Total Number of Accounts	481
AUM (Assets Under Management)	$ 157,397,172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Willis G. Ashby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Willis Gatch Ashby CFP's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

INTEGRA FINANCIAL, INC.

WOODBURY FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

INTEGRA FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/1997

Series 7

Date: 12/4/2001

Series 6

Date: 6/15/1983

Current Firm

INTEGRA FINANCIAL, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRA FINANCIAL, INC.

TRUST BUT VERIFY

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