Keith M. Lichtcsien

RESOURCE STRATEGIES

Pepper Pike, OH 44122

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CRD#: 1100093

Professional summary

Keith Michael Lichtcsien, CFP® is a registered financial advisor currently at RESOURCE STRATEGIES INC located in Pepper Pike, Ohio and VALMARK SECURITIES, INC. located in Pepper Pike, Ohio.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Keith has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) I am a Registered Representative of Valmark Securities, Inc. As such, I earn commissions on securities products placed through this Broker/Dealer./// 2) I EARN COMMISSIONS FOR FIXED LIFE INSURANCE, DISABILITY, LONG TERM CARE, AND ANY OTHER NONVARIABLE PRODUCT SALES THROUGH VARIOUS COMPANIES./// 3) Rental income from 1 properties in Jackson, WY; passive rental income; not investment related; compensation from positive cash flow in excess of expenses./// 4) Resource Strategies, Inc.; Pepper Pike, OH; President; financial planning; investment related; compensation of advisory fees.///

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Michael Lichtcsien's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 1, 2000 - Present

RESOURCE STRATEGIES INC

Office #1: 29425 Chagrin Blvd., Suite 100, Pepper Pike, OH 44122

RIA

CRD#: 109881

Pepper Pike, OH

Current

August 31, 2007 - Present

VALMARK SECURITIES, INC.

Office #1: 29425 Chagrin Blvd. Suite 100, Pepper Pike, OH 44122

CRD#: 31243

Pepper Pike, OH

Past

January 1, 2004 - September 12, 2007

CETERA ADVISORS LLC

RIA

CRD#: 10299

PEPPER PIKE, OH

Past

January 1, 2004 - September 12, 2007

CETERA ADVISORS LLC

CRD#: 10299

PEPPER PIKE, OH

Past

January 1, 2000 - January 1, 2004

VESTAX SECURITIES CORPORATION

RIA

CRD#: 10332

PEPPER PIKE, OH

Past

January 2, 1992 - January 1, 2004

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

September 9, 1985 - January 7, 1992

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

March 7, 1983 - September 13, 1985

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/25/2024)

California
(9/12/2007)

Colorado
(7/17/2014)

Connecticut
(9/12/2007)

Florida
(9/12/2007)

IAR

Florida
(1/31/2017)

Georgia
(9/12/2007)

Illinois
(9/12/2007)

Maryland
(9/12/2007)

Missouri
(9/12/2007)

Nevada
(10/27/2025)

New York
(8/20/2025)

IAR

Ohio
(1/1/2000)

Ohio
(8/31/2007)

Oregon
(7/17/2014)

Pennsylvania
(9/12/2007)

Texas
(5/17/2013)

Virginia
(4/13/2021)

Washington
(1/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/12/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/25/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

RESOURCE STRATEGIES INC

CRD#: 109881 / SEC#: 801-24688

RIA

Registered Investment Advisory firm - (1/8/2002 Terminated)

Florida

Registered Investment Advisory firm - (1/31/2017 Approved)

Ohio

Registered Investment Advisory firm - (4/14/2000 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

29425 Chagrin Blvd. Suite 100, Pepper Pike, OH 44122

Mailing Address

Phone number

(216) 765-0121

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Keith M. Lichtcsien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Michael Lichtcsien's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK SECURITIES, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

VESTAX SECURITIES CORPORATION

VESTAX SECURITIES CORPORATION

MUTUAL SERVICE CORPORATION

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/12/1985

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1985

Series 22

Date: 1/25/1985

Series 6

Date: 3/4/1983

FINRA

Current Firm

RESOURCE STRATEGIES INC

Contact information

Documents

Red Flags

Company Information

RESOURCE STRATEGIES INC

TRUST BUT VERIFY

Contact information

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