Sharon A. Martin

PROFIT STRATEGIES

Westlake Village, CA 91362

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CRD#: 1099820

Professional summary

Sharon Ann Martin, who also goes by Sharon Newton, is a registered financial advisor currently at PROFIT STRATEGIES, INC. located in Westlake Village, California.

Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Sharon has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sharon Newton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since June, 1999 Ms. Martin has also offered life insurance, group health/benefits, human resources consulting and bookkeeping through Profit Strategies Inc. in addition to investment advisory services. She offers these services from her office at 31194 La Baya Drive, Suite 100, Westlake Village, CA 91382. These other services are not investment related. Ms. Martin is the President and owner. These additional services are offered during normal business hours approximately 40 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Ann Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2007 - Present

PROFIT STRATEGIES, INC.

Office #1: 31194 La Baya Drive Suite 100, Westlake Village, CA 91362

RIA

CRD#: 112976

Westlake Village, CA

Past

June 14, 1999 - January 12, 2007

FINANCIAL WEST GROUP

RIA

CRD#: 16668

WESTLAKE VILLAGE, CA

Past

June 8, 1999 - January 12, 2007

FINANCIAL WEST GROUP

CRD#: 16668

WESTLAKE VILLAGE, CA

Past

June 3, 1994 - June 9, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 14, 1987 - June 1, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 22, 1983 - December 22, 1987

MORGAN STANLEY DW INC.

CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/8/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Current Firm

PROFIT STRATEGIES, INC.

PROFIT STRATEGIES, INC. | PROFIT STRATEGIES, INCORPORATED

CRD#: 112976 / SEC#:

California

Registered Investment Advisory firm - (4/17/2001 Approved)

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Contact information

Main Address

Thousand Oaks, CA

Mailing Address

1534 N. Moorpark Rd, #380, Thousand Oaks, CA 91360

Phone number

(818) 707-8909

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 28,896,450

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sharon A. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Ann Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFIT STRATEGIES, INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/1999

Series 63

Date: 3/29/1983

Series 7

Date: 3/19/1983

Current Firm

PROFIT STRATEGIES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROFIT STRATEGIES, INC.

TRUST BUT VERIFY

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