Hyram A. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hyram Anthony Evans, who also goes by Hyram A Evans, was a registered financial professional .
Hyram is a previously registered financial professional and started their career in finance in 1983. Hyram had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2004 - April 30, 2020
AVANTAX ADVISORY SERVICES
July 10, 2004 - April 30, 2020
AVANTAX INVESTMENT SERVICES, INC.
December 4, 1997 - September 6, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
September 4, 1996 - September 6, 2002
IDS LIFE INSURANCE COMPANY
September 4, 1996 - September 6, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
August 10, 1983 - October 15, 1986
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/23/2022
General Securities Representative ExaminationCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
