Thomas C. Giehl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Craig Giehl was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2008 - October 1, 2021
SCF SECURITIES, INC.
October 14, 2005 - December 31, 2006
BROKERSXPRESS LLC
May 15, 2001 - January 26, 2004
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - January 26, 2004
WELLS FARGO INVESTMENTS, LLC
November 19, 1993 - May 2, 2001
WELLS FARGO SECURITIES INC.
December 3, 1990 - November 19, 1993
MARKETING ONE SECURITIES, INC.
September 1, 1988 - December 6, 1990
GAF FINANCIAL AND INSURANCE SERVICES
August 25, 1988 - December 14, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
September 2, 1986 - December 31, 1987
TITAN/VALUE EQUITIES GROUP, INC.
October 1, 1984 - April 25, 1986
RONSON SECURITIES CORPORATION
March 22, 1983 - June 22, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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