John D. Telfer

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CRD#: 1099745

Professional summary

John David Telfer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

John is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, John had worked at 10 firms, which includes WINDSOR STREET CAPITAL LP, OBSIDIAN FINANCIAL GROUP LLC, CLARK DODGE & CO. INC., LAIDLAW & COMPANY (UK) LTD., SANDS BROTHERS & CO. LTD., SUCCESS TRADE SECURITIES INC., INDIANAPOLIS SECURITIES INC., SOMERSET FINANCIAL GROUP INC., MONTROSE CAPITAL MANAGEMENT LTD., BARINGTON CAPITAL GROUP L.P..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 3, 2013 - September 16, 2016

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

January 24, 2013 - August 16, 2013

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

January 18, 2011 - July 9, 2012

CLARK DODGE & CO., INC.

CRD#: 23288

WHITE PLAINS, NY

Past

September 2, 2009 - June 24, 2010

CLARK DODGE & CO., INC.

CRD#: 23288

GARDEN CITY, NY

Past

July 21, 2004 - June 19, 2009

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

NEW YORK, NY

Past

June 15, 2004 - November 4, 2004

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Past

October 27, 2003 - December 16, 2003

SUCCESS TRADE SECURITIES, INC.

CRD#: 46027

WASHINGTON, DC

Past

May 23, 2002 - October 15, 2003

INDIANAPOLIS SECURITIES, INC.

CRD#: 10399

VALLEY STREAM, NY

Past

May 4, 2001 - April 12, 2002

SOMERSET FINANCIAL GROUP, INC.

CRD#: 46507

PRINCETON, NJ

Past

May 10, 1999 - March 7, 2001

MONTROSE CAPITAL MANAGEMENT LTD.

CRD#: 40799

NEW YORK, NY

Past

September 10, 1997 - January 19, 1999

BARINGTON CAPITAL GROUP, L.P.

CRD#: 29383

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/27/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/14/1998

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/1997

General Securities Principal Examination

Current Firm

WINDSOR STREET CAPITAL, LP

JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: , 8-46219

Cancelled by SEC on 02/05/2020

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 04/01/1993

Firm type

Partnership

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
MEYERS SECURITIES CORP.	GENERAL PARTNER

Disclosures

Regulatory Event	37
Arbitration	15

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

John D. Telfer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OBSIDIAN FINANCIAL GROUP, LLC

CLARK DODGE & CO., INC.

CLARK DODGE & CO., INC.

LAIDLAW & COMPANY (UK) LTD.

SANDS BROTHERS & CO., LTD.

SUCCESS TRADE SECURITIES, INC.

INDIANAPOLIS SECURITIES, INC.

SOMERSET FINANCIAL GROUP, INC.

MONTROSE CAPITAL MANAGEMENT LTD.

BARINGTON CAPITAL GROUP, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/4/1999

SIE

Date: 9/16/2016

Series 7

Date: 8/27/1997

Series 4

Date: 12/14/1998

Series 24

Date: 9/25/1997

Current Firm

WINDSOR STREET CAPITAL, LP

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WINDSOR STREET CAPITAL, LP

TRUST BUT VERIFY

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