Phillip E. Bredow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Edwin Bredow was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1983. Phillip had worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2002 - October 12, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
February 11, 1999 - November 6, 2001
FIRST PROVIDENCE FINANCIAL GROUP, LLC
April 15, 1998 - August 4, 1998
WALSH MANNING SECURITIES, LLC
February 8, 1997 - April 21, 1997
ALDEN CAPITAL MARKETS, INC.
April 19, 1993 - December 18, 1996
STRATTON OAKMONT INC.
July 20, 1990 - April 14, 1993
BARRETT DAY SECURITIES, INC.
April 28, 1989 - June 13, 1990
PARKGREEN SECURITIES CORP.
November 9, 1987 - March 31, 1989
WAKEFIELD FINANCIAL CORPORATION
February 4, 1987 - October 27, 1987
DOMIK CORP.
May 24, 1983 - January 5, 1987
EVANS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
CRD#: 18487 / SEC#: , 8-37085
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN PORTFOLIOS HOLDINGS, INC. | 100% SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| DOLBER, LON TERRY | DIRECTOR | 862635 |
| DOLBER, LON TERRY | CEO & PRESIDENT | 862635 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR | 2627931 |
| SCHLUETER, MATTHEW ADAM | EVP | 2627931 |
| SCHMIDT, DAVID MARTIN | FINANCIAL & OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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