Vicki J. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vicki Jo Young, who also goes by VIcki Jo Troudt, was a registered financial professional .
Vicki is a previously registered financial professional and started their career in finance in 1996. Vicki had worked at 2 firms and has passed the Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - March 22, 2012
COLORADO FINANCIAL MANAGEMENT INC
July 24, 1996 - January 22, 2008
INTEGRIS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLORADO FINANCIAL MANAGEMENT INC
CRD#: 110845 / SEC#: 801-39481
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
