Gary D. Cuiper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Dennis Cuiper was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1983. Gary had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2017 - June 4, 2018
W.R. HAMBRECHT + CO., LLC
December 15, 2015 - September 7, 2017
MONTROSE SECURITIES INTERNATIONAL
April 22, 2013 - January 7, 2014
ROBERTS & RYAN, INC.
November 27, 2006 - November 28, 2007
NOLLENBERGER CAPITAL PARTNERS INC.
December 13, 2005 - May 23, 2006
SOLEIL SECURITIES CORPORATION
February 24, 2003 - January 3, 2006
FULCRUM GLOBAL PARTNERS LLC
February 3, 2000 - October 29, 2002
W.R. HAMBRECHT + CO., LLC
February 23, 1999 - December 21, 1999
VOLPE BROWN WHELAN & COMPANY, LLC
June 28, 1991 - February 17, 1999
HAMBRECHT & QUIST LLC
February 24, 1983 - April 27, 1989
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
W.R. HAMBRECHT + CO., LLC
CRD#: 45040 / SEC#: , 8-50935
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 3 |
Red Flags
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