Dominick Paoloni

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

Denver, CO 80226

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CRD#: 1099239

Professional summary

Dominick Paoloni, CIMA®, who also goes by Dominick Steven Paoloni, Jaye Weiland, is a registered financial advisor currently at INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL located in Denver, Colorado.

Dominick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Dominick has worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dominick Steven Paoloni | Jaye Weiland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominick Paoloni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 12, 2020 - Present

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

Office #1: 215 S Wadsworth Blvd Ste 540, Denver, CO 80226

RIA

CRD#: 115961

Denver, CO

Past

December 22, 1999 - March 30, 2001

NTB FINANCIAL CORPORATION

CRD#: 7425

HIGHLANDS RANCH, CO

Past

January 1, 1999 - December 31, 2019

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

RIA

CRD#: 115961

LAKEWOOD, CO

Past

October 24, 1997 - January 7, 1998

MILESTONE FINANCIAL SERVICES, INC.

CRD#: 43295

BOHEMIA, NY

Past

July 25, 1995 - October 24, 1995

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

December 1, 1992 - July 29, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

October 6, 1992 - December 1, 1992

PRIVATE INVESTORS CARTEL, LTD.

CRD#: 17690

Past

December 10, 1990 - December 31, 1990

TAMARON INVESTMENTS, INC.

CRD#: 14929

ENGLEWOOD, CO

Past

May 1, 1989 - October 24, 1990

ROYCE PARK INVESTMENTS, INC.

CRD#: 16539

Past

February 6, 1989 - April 27, 1989

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

March 25, 1988 - January 26, 1989

ESCALATOR SECURITIES, INC.

CRD#: 16985

Past

January 31, 1985 - March 31, 1988

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Past

November 25, 1983 - January 24, 1985

ADVEST, INC.

CRD#: 10

Past

March 2, 1983 - November 28, 1983

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL | MUTUAL FUND PROTECTION SERVICE DBA IPS STRATEGIC CAPITAL | MUTUAL FUND PROTECTION SERVICE | INVESTMENT PROTECTION SERVICE | INVESTMENT PORTFOLIO SOLUTIONS

CRD#: 115961 / SEC#: 801-107321

RIA

Registered Investment Advisory firm - (3/9/2016 Approved)

Colorado

Registered Investment Advisory firm - (12/31/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/17/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/27/1987

General Securities Principal Examination

Current Firm

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

CRD#: 115961 / SEC#: 801-107321

RIA

Registered Investment Advisory firm - (3/9/2016 Approved)

Colorado

Registered Investment Advisory firm - (12/31/2019 Terminated)

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Contact information

Main Address

215 S. Wadsworth Blvd. Suite 540, Denver, CO 80226

Mailing Address

Phone number

(303) 697-3174

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	198
AUM (Assets Under Management)	$ 101,956,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dominick Paoloni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominick Paoloni's CRS (Customer Relationship Summary).

Certified licenses

Experience

NTB FINANCIAL CORPORATION

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

MILESTONE FINANCIAL SERVICES, INC.

MEYERS POLLOCK ROBBINS, INC.

CHATFIELD DEAN & CO., INC.

PRIVATE INVESTORS CARTEL, LTD.

TAMARON INVESTMENTS, INC.

ROYCE PARK INVESTMENTS, INC.

FIRST MONTAUK SECURITIES CORP.

ESCALATOR SECURITIES, INC.

BLINDER, ROBINSON & CO., INC.

ADVEST, INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 1/17/1984

Series 7

Date: 2/19/1983

Series 24

Date: 5/27/1987

Current Firm

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY PROSPERITY SECURITY (IPS) STRATEGIC CAPITAL

TRUST BUT VERIFY

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