Kenneth D. Todd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Douglas Todd, who also goes by Ken Todd, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1990 - February 4, 1991
KOBER FINANCIAL CORP.
October 4, 1988 - May 8, 1990
TRI-BRADLEY INVESTMENTS
March 7, 1988 - July 26, 1988
WALL STREET WEST, INC.
February 1, 1985 - January 30, 1988
J. W. GANT & ASSOCIATES, INC.
June 27, 1984 - January 30, 1985
AMERICAN FRONTEER FINANCIAL CORPORATION
May 25, 1983 - June 11, 1984
MORGAN STANLEY DW INC.
April 21, 1983 - October 28, 1983
EQUITEC SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOBER FINANCIAL CORP.
CRD#: 17551 / SEC#: , 8-35274
Contact information
Documents
Red Flags
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