CH

Christine A. Heitzer

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CRD#: 1099089
CH

Professional summary


Christine Ann Heitzer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Christine is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Christine had worked at 5 firms, which includes RENAISSANCE FINANCIAL SECURITIES CORP., SUNPOINT SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, CORTLANDT CAPITAL CORPORATION, PIONEER PORTFOLIO CORP..

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christine Ann Dolan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 8, 1995 - November 19, 1996

RENAISSANCE FINANCIAL SECURITIES CORP.

BD
CRD#: 10735
Past

August 9, 1994 - May 11, 1995

SUNPOINT SECURITIES, INC.

BD
CRD#: 25442
LONGVIEW, TX
Past

May 6, 1994 - August 26, 1994

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

September 17, 1993 - May 19, 1994

CORTLANDT CAPITAL CORPORATION

BD
CRD#: 25152
NEW YORK CITY, NY
Past

October 16, 1987 - January 24, 1989

PIONEER PORTFOLIO CORP.

BD
CRD#: 17817
COPIAGUE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 9/16/1993
Corporate Securities Limited Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


RF
RENAISSANCE FINANCIAL SECURITIES CORP.
AFA DISTRIBUTORS, INC. | RENAISSANCE FINANCIAL SECURITIES CORP.

CRD#: 10735 / SEC#: , 8-27267

BD
Terminated by SEC on 06/13/1998
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 01/14/1982
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


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Company Information


RENAISSANCE FINANCIAL SECURITIES CORP.

CRD#: 10735

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