Patrick J. Fitzsimmons

WOODSTOCK WEALTH MANAGEMENT

Cape Coral, FL

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CRD#: 1098965

Professional summary

Patrick John Fitzsimmons, who also goes by Patrick J Fitzsimmons, is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Cape Coral, Florida.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Patrick has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick J Fitzsimmons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Fitzsimmons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2018 - Present

WOODSTOCK WEALTH MANAGEMENT, INC.

Office #2: 900 State Street, Erie, PA 16501

RIA

CRD#: 283472

Cape Coral, FL

Past

November 19, 2018 - December 6, 2019

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

Erie, PA

Past

January 30, 2018 - November 27, 2018

IFS SECURITIES

CRD#: 40375

ATLANTA, GA

Past

January 12, 2016 - August 17, 2016

IFS SECURITIES

CRD#: 40375

Erie, PA

Past

February 2, 2012 - November 27, 2018

SB ADVISORY, LLC

RIA

CRD#: 154680

ERIE, PA

Past

December 22, 2011 - December 31, 2015

IFS SECURITIES

CRD#: 40375

Erie, PA

Past

December 17, 2008 - November 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ERIE, PA

Past

December 17, 2008 - November 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ERIE, PA

Past

January 3, 1995 - December 22, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ERIE, PA

Past

October 27, 1994 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 27, 1994 - December 22, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ERIE, PA

Past

December 13, 1993 - October 31, 1994

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

November 11, 1993 - December 17, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

October 28, 1988 - September 29, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

October 28, 1988 - September 29, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/5/2019)

IAR

Pennsylvania
(11/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/28/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/1997

General Securities Principal Examination

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472 / SEC#: 801-112663

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

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Contact information

Main Address

250 River Park North Drive, Woodstock, GA 30188

Mailing Address

Phone number

(800) 279-4468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MARCH 29 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,834
AUM (Assets Under Management)	$ 629,939,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Fitzsimmons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Fitzsimmons's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODSTOCK FINANCIAL GROUP, INC.

IFS SECURITIES

IFS SECURITIES

SB ADVISORY, LLC

IFS SECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

GKN SECURITIES CORP.

CHATFIELD DEAN & CO., INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

WOODSTOCK WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/1994

Series 63

Date: 11/15/1993

SIE

Date: 10/1/2018

Series 7

Date: 11/10/1993

Series 6

Date: 10/11/1988

Series 51

Date: 3/28/2003

Series 24

Date: 7/24/1997

Current Firm

WOODSTOCK WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOODSTOCK WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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