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GB

Gerald H. Burchard

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CRD#: 1098929
GB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerald Hart Burchard JR, who also goes by Gerald Hart Burchard, was a registered financial professional .

Gerald is a previously registered financial professional and started their career in finance in 1983. Gerald had worked at 8 firms and has passed the Series 63, Series 65, Series 22TO, SIE, Series 3, Series 7, Series 24 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gerald Hart Burchard

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 20, 2022 - April 17, 2023

JRL CAPITAL CORPORATION

BD
CRD#: 10225
IRVINE, CA
Past

September 28, 2017 - February 28, 2019

BURCHARD INVESTMENT GROUP

RIA
CRD#: 288588
SAN DIEGO, CA
Past

March 2, 2015 - May 11, 2017

PRIME CAPITAL EQUITIES LLC

RIA
CRD#: 157411
SAN DIEGO, CA
Past

March 7, 2005 - December 31, 2005

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
SAN FRANCISCO, CA
Past

May 8, 1995 - November 15, 2004

ROUND HILL SECURITIES, INC.

BD
CRD#: 35223
ALAMO, CA
Past

July 11, 1990 - May 23, 1995

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

June 2, 1988 - July 25, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

February 24, 1983 - May 31, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/14/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 4/19/2022
Direct Participation Programs Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/25/1986
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


JC
JRL CAPITAL CORPORATION
CAPITAL ALLIANCE INVESTMENTS INCORPORATED | JRL CAPITAL CORPORATION

CRD#: 10225 / SEC#: , 8-26657

BD
Terminated by SEC on 07/02/2023
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 06/04/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
JRL CAPITAL MANAGEMENT GROUPPARENT COMPANY
LAW, LARRY RICHARDPRESIDENT, CEO, DIRECTOR, CCO1273118

Disclosures


Regulatory Event2
Financial1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JRL CAPITAL CORPORATION

CRD#: 10225

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