Francis W. Reimers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis William Reimers, who also goes by Frances William Reimers, Francis W Reimers, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1983. Francis had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 1995 - October 8, 1996
PENSION PLANNERS SECURITIES, INC.
January 1, 1994 - April 4, 1995
LEGEND EQUITIES CORPORATION
February 10, 1988 - August 6, 1990
LEGEND INVESTMENT MANAGEMENT INC.
May 20, 1987 - January 1, 1994
LEGEND CAPITAL CORPORATION
August 6, 1985 - May 20, 1987
DURHAM SECURITIES CORPORATION
March 1, 1983 - January 1, 1994
LEGEND CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PENSION PLANNERS SECURITIES, INC.
CRD#: 14068 / SEC#: , 8-30212
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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