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Francis William Reimers

CRD# 1098782·Registered 1983 - 1996
Previously Registered: Being a previously registered professional could mean that Francis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Francis William Reimers, who also goes by Frances William Reimers, Francis W Reimers, was a registered financial advisor. Francis was a previously registered financial professional and started their career in finance 1983 - 1996. Francis had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frances William Reimers, Francis W Reimers

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years registered in the securities industry

Current & Past Employments

Past

PENSION PLANNERS SECURITIES, INC.Past·CRD# 14068
BD
Sacramento, CA
June 5, 1995 - October 8, 1996
LEGEND EQUITIES CORPORATIONPast·CRD# 30999
BD
Palm Beach Gardens, FL
January 1, 1994 - April 4, 1995
LEGEND CAPITAL CORPORATIONPast·CRD# 4149
BD
May 20, 1987 - January 1, 1994
LEGEND CAPITAL CORPORATIONPast·CRD# 4149
BD
Palm Beach Gardens, FL
March 1, 1983 - January 1, 1994
LEGEND INVESTMENT MANAGEMENT INC.Past·CRD# 14454
BD
Palm Beach Gardens, FL
February 10, 1988 - August 6, 1990
DURHAM SECURITIES CORPORATIONPast·CRD# 16459
BD
August 6, 1985 - May 20, 1987

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Current Firm

PP
PENSION PLANNERS SECURITIES, INC.

ANGUS BARKER & NEUBERT SECURITIES | PENSION PLANNERS SECURITIES, INC. | PENSION PLANNERS INSURANCE SERVICES, INC. | ANGUS, BARKER & NEUBERT SECURITIES, INC.

CRD#: 14068 / SEC#: 8-30212
BD
Terminated by SEC on 12/30/2008

Contact Information

Established

California since 07/23/1983

Firm Type

Corporation

Fiscal Year End

September

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BAR FINANCIAL, LLCLLC—
BRACKETT, JOHN LAWRENCEPRESIDENT832912
BARKER, WILLIAM ARTHURVICE PRESIDENT12584
COCO, GINA MARIEVICE PRESIDENT AND CEO2123653
NEUBERT, JON MICHAELTREASURER346663

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1984About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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