Joseph Anthony Grutta

1) Business Entity: JAG Financial Services; Business Activity: Sales of fixed insurance, annuities, disabilities, health, and LTC; Address: Melbourne, FL; Duties of the position: Sales of fixed insurance, disabilities, health, and LTC; Title: Certified Financial Planner; Date: 06/2015; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 2) Business Entity: Joseph A. Grutta; Business Activity: Business Consulting; Address: Melbourne, FL; Duties of position: Business consulting and representation; Title: Consultant; Start Date: 06/2015; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 3) Business Entity: JAG Financial Services; Business Activity: Tax Prep & Planning, IRS Representation; Address: Melbourne, FL; Duties of Position: Tax preparation & planning; Title: Enrolled Agent; Start Date: 06/1983; Approx. # of hours per month spent on activity: 200; Approx. # of hours spent during trading hours: 200 4) Business Entity: Joseph A. Grutta; Business Activity: Sales of legal shield & ID shield legal plans; Address: Melbourne, FL; Duties of Position: Sales of legal shield and ID shield legal plans; Title: Independent Representative; Approx. # of hours per month spent on activity: 5; Approx. # of hours spent during trading hours: 5 5) Business Entity: Blackridge Asset Management; Business Activity: IAR/ Asset Management; Address: Jupiter, FL; Duties of position: Asset Management; Title: IAR; Start Date: 06/2015; Approx. # of hours per month spent on activity: 200; Approx. # of hours spent during trading hours: 200 6) JAG Consulting Company LLC DBA: JAG Financial Services 7) Business Activity: Enrolled Agent Designation/CFP Designation; Business Entity: Joseph Grutta; Address: Melbourne, FL;