JG
Joseph A. Grutta
BLACKRIDGE ASSET MANAGEMENT
Melbourne, FL 32935
Some features on this profile are disabled
CRD#: 1098732
JG
Professional summary
Joseph Anthony Grutta, CFP®, who also goes by Joseph A Grutta, Joseph Grutta, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Melbourne, Florida and PEAK BROKERAGE SERVICES, LLC located in Melbourne, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Joseph has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph A Grutta | Joseph Grutta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Entity: JAG Financial Services; Business Activity: Sales of fixed insurance, annuities, disabilities, health, and LTC; Address: Melbourne, FL; Duties of the position: Sales of fixed insurance, disabilities, health, and LTC; Title: Certified Financial Planner; Date: 06/2015; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 2) Business Entity: Joseph A. Grutta; Business Activity: Business Consulting; Address: Melbourne, FL; Duties of position: Business consulting and representation; Title: Consultant; Start Date: 06/2015; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 3) Business Entity: JAG Financial Services; Business Activity: Tax Prep & Planning, IRS Representation; Address: Melbourne, FL; Duties of Position: Tax preparation & planning; Title: Enrolled Agent; Start Date: 06/1983; Approx. # of hours per month spent on activity: 200; Approx. # of hours spent during trading hours: 200 4) Business Entity: Joseph A. Grutta; Business Activity: Sales of legal shield & ID shield legal plans; Address: Melbourne, FL; Duties of Position: Sales of legal shield and ID shield legal plans; Title: Independent Representative; Approx. # of hours per month spent on activity: 5; Approx. # of hours spent during trading hours: 5 5) Business Entity: Blackridge Asset Management; Business Activity: IAR/ Asset Management; Address: Jupiter, FL; Duties of position: Asset Management; Title: IAR; Start Date: 06/2015; Approx. # of hours per month spent on activity: 200; Approx. # of hours spent during trading hours: 200 6) JAG Consulting Company LLC DBA: JAG Financial Services 7) Business Activity: Enrolled Agent Designation/CFP Designation; Business Entity: Joseph Grutta; Address: Melbourne, FL;
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Grutta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
December 7, 2020 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
Office #1: 2800 Aurora Road Suite I, Melbourne, FL 32935RIA
CRD#: 277085
Melbourne, FL
Current
November 20, 2020 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 2800 Aurora Rd. Suite I, Melbourne, FL 32935BD
CRD#: 157045
Melbourne, FL
Past
November 29, 2006 - November 20, 2020
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
MELBOURNE, FL
Past
November 14, 2006 - November 20, 2020
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
MELBOURNE, FL
Past
June 26, 2006 - January 3, 2007
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
SATELLITE BEACH, FL
Past
November 18, 2003 - July 18, 2006
USALLIANZ SECURITIES, INC.
RIA
CRD#: 40875
SATELLITE BEACH, FL
Past
November 11, 2003 - November 14, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
SATELLITE BEACH, FL
Past
July 25, 2001 - December 16, 2003
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
SATELLITE BEACH, FL
Past
November 23, 1999 - November 12, 2003
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
PETALUMA, CA
Past
March 22, 1996 - November 23, 1999
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Past
January 20, 1995 - March 22, 1996
AEGON USA SECURITIES INC.
BD
CRD#: 13302
CEDAR RAPIDS, IA
Past
November 3, 1994 - December 16, 1994
CFG SECURITIES CORP.
BD
CRD#: 10815
LONGWOOD, FL
Past
September 21, 1983 - June 8, 1989
GLOBAL CAPITAL SECURITIES, INC.
BD
CRD#: 13358
Past
April 28, 1983 - September 26, 1983
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/20/2020)
RR
Arkansas(11/20/2020)
RR
Florida(11/20/2020)
IAR
Florida(12/7/2020)
RR
Kentucky(2/12/2021)
RR
New Jersey(11/20/2020)
RR
Washington(9/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477
Mailing Address
Phone number
(561) 641-5050
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 826 |
| AUM (Assets Under Management) | $ 196,842,156 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
