Donald E. Renick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Edward Renick, who also goes by Don Renick, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2020 - December 31, 2021
THE LEADERS GROUP, INC.
November 4, 2016 - January 28, 2020
BLUEROCK CAPITAL MARKETS LLC
July 10, 1997 - January 6, 2016
BB&T INVESTMENT SERVICES, INC.
April 25, 1996 - July 14, 1997
PMG SECURITIES CORPORATION
February 23, 1994 - April 22, 1996
LEGEND EQUITIES CORPORATION
November 9, 1990 - February 8, 1994
UVEST FINANCIAL SERVICES GROUP, INC.
March 4, 1986 - June 21, 1990
INVEST FINANCIAL CORPORATION
March 22, 1983 - January 23, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
