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MP

Mark A. Powers

CORECAP INVESTMENTS
Southfield, MI 48034
Some features on this profile are disabled
CRD#: 1098678
MP

Professional summary

Mark Ambrose Powers is a registered financial professional currently at CORECAP INVESTMENTS, LLC located in Southfield, Michigan.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Ambrose Powers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 17, 2016 - Present

CORECAP INVESTMENTS, LLC

Office #1: 27777 Franklin Road Suite 700, Southfield, MI 48034
BD
CRD#: 37068
Southfield, MI
Past

August 28, 2015 - February 19, 2016

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
WEST CHESTER, PA
Past

August 15, 2013 - August 17, 2015

CORECAP ADVISORS

RIA
CRD#: 158819
WAYNE, PA
Past

August 14, 2013 - August 17, 2015

CORECAP INVESTMENTS, LLC

BD
CRD#: 37068
WAYNE, PA
Past

September 18, 2012 - August 23, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
PHILADELPHIA, PA
Past

September 18, 2012 - August 23, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
PHILADELPHIA, PA
Past

July 3, 2012 - September 18, 2012

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
KING OF PRUSSIA, PA
Past

July 3, 2012 - September 18, 2012

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
KING OF PRUSSIA, PA
Past

July 8, 2011 - June 26, 2012

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
PHILADELPHIA, PA
Past

June 24, 2011 - March 13, 2012

ESG WEALTH MANAGEMENT, LLC

RIA
CRD#: 136830
CONSHOHOCKEN, PA
Past

April 7, 2011 - July 6, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
PLYMOUTH MEETING, PA
Past

April 6, 2011 - July 6, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
PLYMOUTH MEETING, PA
Past

July 3, 2008 - April 19, 2011

WADDELL & REED

RIA
CRD#: 866
WILMINGTON, DE
Past

June 5, 2008 - April 19, 2011

WADDELL & REED

BD
CRD#: 866
WILMINGTON, DE
Past

October 10, 2006 - April 28, 2008

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA
Past

March 22, 1983 - October 10, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
WEST CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/17/2016)
RR
Florida
(1/6/2017)
RR
Maryland
(1/22/2020)
RR
New York
(1/22/2020)
RR
Pennsylvania
(2/17/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/13/2009
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/4/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/18/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/4/1999
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/11/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 11/29/1990
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

CI
CORECAP INVESTMENTS, LLC
ADVANTAGE BENEFITS AND RETIREMENT | WINGARD FINANCIAL GROUP | WINDSOR, SHEFFIELD & CO., INC. | WINDSOR SHEFFIELD & CO., INC. | TLC INSURANCE | TALLOU FINANCIAL SERVICES | STRANG ASSOCIATES | STIVERS FINANCIAL | SPARTAN FINANCIAL GROUP | SOLOMON FINANCIAL | SLEEP WELL RETIREMENT | SKOLNIK RETIREMENT SOLUTIONS, LLC | SIMASKO FINANCIAL | RUCKER FINANCIAL GROUP | RONNIE BROUSSARD & ASSOCIATES | ROMAIN FINANCIAL | PHARR FINANCIAL GROUP | PETTIFORD FINANCIAL & WEALTH MANAGEMENT | PATHWAY FINANCIAL GROUP | NJ RETIREMENT PLANNING, LLC | MICHAEL T GROVES FINANCIAL | MANNOR FINANCIAL GROUP | LOVELESS FINANCIAL GROUP, LLC | LAKE COUNTY FINANCIAL GROUP | LABADIE FINANCIAL | KLAUENBERG RETIREMENT SOLUTIONS | JOHN NELSON FINANCIAL | HAROLD THOMAS FINANCIAL GROUP, LLC | GILLIKIN & ASSOCIATES | FIRST FINANCIAL GROUP USA | FINANCIAL FITNESS | EVERLAST FINANCIAL GROUP | ESPERO & PARTNERS | DWORETSKY FINANCIAL | CREATIVE FINANCIAL SOLUTIONS | CORNERSTONE FINANCIAL | CORECAP INVESTMENTS, LLC | CORECAP INVESTMENTS, INC. | COOPER, ADEL, VU FINANCIAL | CONNERS WEALTH MANAGEMENT | CAPITAL CHOICE SOUTHWEST | CAPITAL CHOICE FINANCIAL SERVICES | BELLFLOWER FINANCIAL GROUP, LLC | AZOURY & ASSOCIATES | ASSET MANAGEMENT & ADVISORY SERVICES OF LEE COUNTY | ANDRIKOS FINANCIAL PARTNERS | AMERICAN PROSPERITY GROUP

CRD#: 37068 / SEC#: , 8-47783

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
27777 Franklin Road Suite 700, Southfield, MI 48034
Mailing Address
27777 Franklin Road Suite 700, Southfield, MI 48034
Phone number
(888) 296-3360
Established
Delaware since 04/24/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CORE CAPITAL HOLDINGS, LLCPARENT COMPANY
MUNCIE, DAVID WAYNECHIEF FINANCIAL OFFICER & POO1802808
PETERS, ROBERT WILLIAMFINOP1704577
RUMLER, CRAIG DAVIDCHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER
STEENO, JASON RAYMONDPRESIDENT2733742

Disclosures

Regulatory Event8
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORECAP INVESTMENTS, LLC

CRD#: 37068Southfield, MI 48034

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