Daniel A. Grenier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Arthur Grenier, who also goes by Dan Grenier, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1983. Daniel had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2018 - December 31, 2020
TD AMERITRADE CLEARING, INC.
November 21, 2014 - August 5, 2023
TD AMERITRADE, INC.
October 21, 2005 - March 4, 2013
INDEPENDENT FINANCIAL GROUP, LLC
March 24, 2004 - October 21, 2005
INDEPENDENT FINANCIAL GROUP, LLC
March 24, 2004 - March 4, 2013
INDEPENDENT FINANCIAL GROUP, LLC
March 31, 2003 - March 16, 2004
SUNAMERICA SECURITIES, INC.
February 10, 2000 - March 16, 2004
SPELMAN & CO., INC.
November 30, 1998 - March 16, 2004
SENTRA SECURITIES CORPORATION
November 16, 1998 - March 16, 2004
SENTRA SECURITIES CORPORATION
September 6, 1994 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
February 11, 1994 - September 6, 1994
WESTERN FINANCIAL CORPORATION
August 2, 1993 - March 9, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 2, 1993 - March 9, 1994
SIGNATOR INVESTORS, INC.
May 9, 1985 - July 30, 1993
ACUMENT SECURITIES, INC.
July 18, 1983 - May 10, 1985
FIRST AFFILIATED SECURITIES, INC.
June 6, 1983 - July 18, 1983
SECO SECURITIES, INC.
March 1, 1983 - June 27, 1983
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE CLEARING, INC.
CRD#: 5633 / SEC#: , 8-16335
Contact information
Documents
Disclosures
| Regulatory Event | 27 |
| Arbitration | 27 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
