Barbara M. Wilkens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Marie Wilkens, who also goes by Barbara Marie Fore, Barbara Marie Meadors, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1983. Barbara had worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2017 - December 2, 2021
J. W. COLE ADVISORS, INC.
May 9, 2017 - December 2, 2021
J.W. COLE FINANCIAL, INC.
January 17, 2012 - May 1, 2017
DELTA SECURITIES COMPANY, LLC
July 14, 2011 - May 1, 2017
CERTIFIED ADVISORY CORP
July 15, 2010 - May 1, 2017
SIGNATURE ESTATE SECURITIES, LLC
April 28, 2006 - July 15, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
December 7, 2004 - May 1, 2006
SIGNATURE ESTATE SECURITIES, LLC
March 22, 2001 - November 19, 2004
RAYMOND JAMES & ASSOCIATES, INC.
March 21, 1989 - March 19, 2001
CNL SECURITIES CORP.
May 14, 1988 - June 14, 1988
LEHMAN BROTHERS INC.
March 1, 1983 - May 14, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/14/2022
General Securities Representative ExaminationCurrent Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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