AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
ML

Michael Barzel Landau

UOB GLOBAL EQUITY SALES
PARIS,
·CRD# 1098548·43 years experience

Professional Summary

Michael Barzel Landau, who also goes by Michael B Landau, is a registered financial advisor currently at UOB GLOBAL EQUITY SALES LLC. Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 4 firms and has passed the SIE, Series 7 and Series 3 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael B Landau

Blog Corner

Similar Advisors

JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
View profile
AG
Adam Alexander Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Dallas, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
AG
Adam Alexander Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Dallas, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
AG
Adam Alexander Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Dallas, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
AG
Adam Alexander Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Dallas, TX · CRD#

Years of Experience

43 years in the financial services industry

Current & Past Employments

UOB GLOBAL EQUITY SALES LLC·CRD# 126500
BD
40, Rue La Perouse, Paris 75116
November 27, 2003 - Present
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
June 26, 1990 - May 9, 1991
KUHNS BROTHERS & LAIDLAW, INC.·CRD# 1481
BD
March 25, 1988 - July 1, 1988
LEHMAN BROTHERS INC.·CRD# 7506
BD
March 22, 1983 - December 23, 1987

Similar Advisors

JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
AG
Adam Alexander Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Dallas, TX · CRD#

Current Firm

UG
UOB GLOBAL EQUITY SALES LLC

UOB GLOBAL EQUITY SALES LLC

CRD#: 126500 / SEC#: 8-65886
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

592 Fifth Avenue, Suite 602, New York, NY 10036

Mailing Address

592 Fifth Avenue, Suite 602, New York, NY 10036

Phone Number

(212) 398-6633

Established

New York since 11/22/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UOB GLOBAL CAPITAL LLCMEMBER160659
BERKENFELD, HOWARD CRAIGCCO1932766
FORTINO, ROBERT ANTHONYFINOP1905741
GOSS, DAVID TUVIACEO4375267

Similar Advisors

JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
AG
Adam Alexander Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Dallas, TX · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
AG
Adam Alexander Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Dallas, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1983About the Series 3 exam
FINRA
SRO Registrations

Similar Advisors

JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
AG
Adam Alexander Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Dallas, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Michael Barzel Landau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
AG
Adam Alexander Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Dallas, TX · CRD#
ML
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required