Clive Watsonlocal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clive Watsonlocal was a registered financial professional .
Clive is a previously registered financial professional and started their career in finance in 1983. Clive had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2015 - March 27, 2018
NAVION FINANCIAL ADVISORS, LLC
April 24, 2013 - February 3, 2014
LPL FINANCIAL LLC
June 26, 1992 - September 7, 2012
LPL FINANCIAL LLC
March 15, 1990 - June 30, 1992
FERRIS, BAKER WATTS, LLC
May 14, 1988 - April 2, 1990
LEHMAN BROTHERS INC.
July 17, 1987 - May 14, 1988
E. F. HUTTON & COMPANY INC
February 6, 1985 - July 25, 1987
UBS FINANCIAL SERVICES INC.
June 7, 1984 - January 31, 1985
LEHMAN BROTHERS INC.
March 25, 1983 - June 11, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
NAVION FINANCIAL ADVISORS, LLC
CRD#: 147510 / SEC#:
Contact information
Red Flags
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