William K. Johnson
Professional summary
William Kelly Johnson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, William had worked at 2 firms, which includes GREAT NATION INVESTMENT CORPORATION, AMI SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1989 - December 31, 1997
GREAT NATION INVESTMENT CORPORATION
July 14, 1983 - October 23, 1989
AMI SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GREAT NATION INVESTMENT CORPORATION
CRD#: 19981 / SEC#: , 8-39074
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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