Bill C. Fried
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bill Charles Fried, who also goes by Bill Charles Levin, was a registered financial professional .
Bill is a previously registered financial professional and started their career in finance in 1983. Bill had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2018 - July 6, 2023
COGENT INDEPENDENT ADVISORS, INC.
May 26, 2016 - November 28, 2016
MML INVESTORS SERVICES, LLC
May 13, 2016 - November 28, 2016
MML INVESTORS SERVICES, LLC
November 20, 2014 - February 10, 2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 7, 2013 - November 13, 2014
COGENT INDEPENDENT ADVISORS, INC.
November 23, 2011 - December 20, 2012
CROWN CAPITAL SECURITIES, L.P.
November 22, 2011 - December 20, 2012
CROWN CAPITAL SECURITIES, L.P.
April 15, 2010 - December 6, 2011
MSI FINANCIAL SERVICES, INC.
April 8, 2010 - December 6, 2011
MSI FINANCIAL SERVICES, INC.
January 11, 2008 - October 15, 2008
INVEST FINANCIAL CORPORATION
November 12, 2007 - October 15, 2008
INVEST FINANCIAL CORPORATION
August 24, 2004 - November 12, 2007
FOOTHILL SECURITIES, INC.
March 28, 2003 - November 12, 2007
FOOTHILL SECURITIES, INC.
January 8, 1999 - March 28, 2003
FIRST ALLIED SECURITIES, INC.
July 22, 1997 - November 9, 1998
WAMU INVESTMENTS, INC.
December 18, 1989 - July 2, 1997
GLENFED BROKERAGE SERVICES
March 23, 1987 - December 19, 1989
MORGAN STANLEY DW INC.
December 10, 1984 - March 27, 1987
E. F. HUTTON & COMPANY INC
March 22, 1983 - December 7, 1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COGENT INDEPENDENT ADVISORS, INC.
CRD#: 161659 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 81,631,540 |
Red Flags
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