SP
Sidney E. Phillips
EAGLE STRATEGIES LLC
NORFOLK, VA 23510
Some features on this profile are disabled
CRD#: 1098326
SP
Professional summary
Sidney Earl Phillips, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Norfolk, Virginia and NYLIFE SECURITIES LLC located in Norfolk, Virginia.
Sidney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Sidney has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE COMPANIES FOR THE PURPOSE OF BROKERING NON-REGISTERED PRODUCTS; START DATE 7/2004; INSURANCE BROKER; INVESTMENT RELATED] [PRESIDENT OF DOMINION FINANCIAL PARTNERS, LLC FOR THE PURPOSE OF PROVIDING ADVISER SERVICES AND THE SALE OF ANY RELATED PRODUCTS INCLUDING ALL PRODUCTS OFFERED BY NEW YORK LIFE INSURANCE COMPANY, NYLIFE SECURITIES,, INC. EAGLE STRATEGIES, AND BROKERING NON-REGISTERED PRODUCTS OFFERED BY OUTSIDE INSURANCE COMPANIES; OWNER; INVESTMENT RELATED; START DATE 7/2004] [Rental Property; Renting of the property; 43146 Hillingdon Bnd Apt 203, chesapeake va 23321; Start Date 03/2023; Role/Title: Owner; Investment Related; 3 hours per month; 0 hours per month during securities trading hours] [City of Virginia Beach Community Trust; The Community Trust has been operational since March of 1982. It was conceived as a way of dealing with the complex problems surrounding the future planning for individuals with mental disabilities.; 2401 Courthouse Dr. Virginia Beach, VA 23456; Start Date 05/2025; Role/Title: Board Member; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Sidney Earl Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 31, 2002 - Present
EAGLE STRATEGIES LLC
Office #1: 130 W Olney Road, Norfolk, VA 23510RIA
CRD#: 110826
NORFOLK, VA
Current
November 18, 1996 - Present
NYLIFE SECURITIES LLC
Office #1: 130 West Olney Road, Norfolk, VA 23510BD
CRD#: 5167
Norfolk, VA
Past
April 22, 1993 - November 11, 1996
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
FORT WAYNE, IN
Past
October 19, 1992 - April 5, 1993
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
FORT WAYNE, IN
Past
March 23, 1983 - September 28, 1992
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/18/2016)
RR
California(2/23/2015)
RR
Colorado(5/19/2022)
RR
Delaware(8/14/2023)
RR
District of Columbia(8/15/2011)
RR
Florida(6/8/2011)
RR
Georgia(1/21/2003)
RR
Indiana(4/26/2023)
RR
Maryland(2/8/1999)
RR
Massachusetts(4/26/2023)
RR
Michigan(4/26/2023)
RR
New York(9/7/2022)
RR
North Carolina(2/4/1999)
RR
Oregon(4/26/2023)
RR
Pennsylvania(4/15/2021)
RR
South Carolina(4/17/2024)
RR
Texas(9/1/2021)
IAR
Texas(5/1/2023)
RR
Vermont(4/26/2023)
RR
Virginia(11/19/1996)
IAR
Virginia(10/31/2002)
RR
Washington(4/26/2023)
RR
Wisconsin(4/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Norfolk, VA 23510TRUST BUT VERIFY
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