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MM

Mark P. Malenfant

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CRD#: 1098135
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Patrick Malenfant was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 29, 1991 - November 5, 1991

U.S. SECURITIES CLEARING CORP.

BD
CRD#: 15403
Past

June 27, 1989 - May 29, 1991

BILTMORE EQUITIES & SECURITIES, LTD.

BD
CRD#: 16090
Past

April 4, 1989 - August 16, 1989

CENTURY FINANCIAL SECURITIES, INC.

BD
CRD#: 15280
Past

September 18, 1986 - March 29, 1989

PRINCETON AMERICAN EQUITIES CORPORATION

BD
CRD#: 14491
Past

May 25, 1983 - August 11, 1986

SECURITIES NETWORK, INC.

BD
CRD#: 8671

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/25/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


US
U.S. SECURITIES CLEARING CORP.
U.S. SECURITIES CLEARING CORP. | UNITED SECURITIES CLEARING CORPORATION INC.

CRD#: 15403 / SEC#: , 8-32095

BD
Cancelled by SEC on 05/17/1995
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Contact information


Main Address
Mailing Address
Phone number
Established
Oregon since 11/04/1984
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


U.S. SECURITIES CLEARING CORP.

CRD#: 15403

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