Lisa K. Paige
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Koch Paige was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 1983. Lisa had worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2000 - December 21, 2001
NATIONAL SECURITIES CORPORATION
December 15, 1992 - September 18, 2000
THE AGEAN GROUP, INC
October 26, 1992 - July 16, 1993
MERIDIAN, DUNHILL & CO., INC.
June 27, 1990 - October 15, 1992
AVANTAX INVESTMENT SERVICES, INC.
September 13, 1988 - July 9, 1990
TEXAS SECURITIES, INC.
July 11, 1988 - September 6, 1988
T.L. REED SECURITIES, INC.
November 27, 1984 - July 12, 1988
TEXAS SECURITIES, INC.
June 22, 1983 - July 9, 1990
TEXAS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
