Mark C. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Christopher Hill, CFP® was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
April 1, 2005 - November 1, 2017
GIRARD SECURITIES, INC.
April 1, 2005 - November 1, 2017
GIRARD SECURITIES, INC.
February 21, 2003 - January 31, 2020
PACIFIC WEALTH MANAGEMENT
October 16, 2002 - December 31, 2002
PACIFIC WEALTH MANAGEMENT
December 14, 2000 - April 9, 2005
LOCKWOOD FINANCIAL SERVICES, INC.
May 18, 2000 - April 9, 2005
LOCKWOOD FINANCIAL SERVICES, INC.
October 1, 1999 - June 13, 2000
WELLS FARGO CLEARING SERVICES, LLC
April 8, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
July 31, 1993 - March 3, 1998
CITIGROUP GLOBAL MARKETS INC.
February 1, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
June 17, 1985 - January 29, 1991
PRUDENTIAL EQUITY GROUP, LLC
March 1, 1983 - July 8, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GIRARD SECURITIES, INC.
CRD#: 18697 / SEC#: 801-61470, 8-36920
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARGERS ACQUISITION LLC | SHAREHOLDER | |
| BALLARD, JAMES DAVID | VP | 1714327 |
| BARRAGAN, JOHN ARTHUR III | PRESIDENT/COO | 2941942 |
| GRAHAM, LUANNE MARIE | ADVISORY CCO | 2310126 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| JACOBSEN, BRYAN K | B-D CCO, SECRETARY | 3055957 |
| KLICMAN, SHIRLEY ANNE | VP | 1771713 |
| OLSON, GREGORY ALAN | ASST. SECRETARY | 2692482 |
| ROGERS, JASON DYLAN | SENIOR EXECUTIVE VP | 2641674 |
| SHERROD, TRACI LYNN | AVP | 4321192 |
| SMILEY, STANLEY ROBERT | VP | 3004604 |
| TIETJEN, MARGARET SUSAN | CHIEF EXECUTIVE OFFICER/ DIRECTOR | 1294862 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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