Jerome M. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Martin Feldman was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1983. Jerome had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2004 - March 6, 2006
FRANKLIN ROSS, INC.
October 5, 2001 - December 31, 2002
BERRY-SHINO SECURITIES, INC.
September 17, 1998 - October 3, 2001
WIN CAPITAL CORP.
January 22, 1997 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
August 4, 1993 - January 30, 1997
H.J. MEYERS & CO., INC.
July 12, 1990 - August 3, 1993
EMANUEL AND COMPANY
May 2, 1989 - July 13, 1990
COMMONWEALTH ASSOCIATES
August 15, 1988 - September 13, 1989
MARKETFIELD SECURITIES LIMITED
January 1, 1988 - July 7, 1988
REICH & CO., INC.
October 7, 1985 - December 10, 1987
EVANS & CO., INC.
March 2, 1983 - September 26, 1985
MULLER AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN ROSS, INC.
CRD#: 43610 / SEC#: , 8-50356
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
