Ira P. Bader
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Paul Bader was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1983. Ira had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2014 - September 30, 2015
TRIDENT PARTNERS LTD.
June 21, 2011 - August 15, 2014
ACHILLES SECURITIES, LLC
December 4, 2009 - December 9, 2009
CAPITAL PATH SECURITIES, LLC
March 3, 2000 - February 21, 2008
S.G. MARTIN SECURITIES LLC
October 21, 1998 - September 17, 1999
US TRADING LLC
January 21, 1998 - October 12, 1998
F1 TRADING.COM, INC.
March 21, 1995 - April 14, 1997
MATRIX SECURITIES CORPORATION
October 22, 1994 - December 10, 1994
A.J. MICHAELS & CO., LTD.
April 6, 1994 - October 24, 1994
GLOBAL ACCESS FINANCIAL SERVICES
April 29, 1992 - April 19, 1994
A.J. MICHAELS & CO., LTD.
July 8, 1988 - March 14, 1992
A.J. MICHAELS & CO., LTD.
September 30, 1986 - July 16, 1988
BROWNSTONE-SMITH SECURITIES CORP.
March 15, 1983 - September 24, 1986
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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