Jeffrey R. Partl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Richard Partl was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 8, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - January 2, 2020
BB&T SECURITIES, LLC
January 2, 2018 - January 2, 2020
BB&T SECURITIES, LLC
January 28, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 26, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 20, 2005 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
October 20, 2005 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
June 11, 2004 - September 26, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 11, 2004 - September 26, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 14, 2003 - June 4, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
July 14, 2003 - June 4, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
January 31, 2002 - July 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
January 2, 2002 - July 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2000 - December 31, 2001
WACHOVIA SECURITIES, INC.
September 10, 1987 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
November 3, 1986 - September 16, 1987
CAROLINA SECURITIES CORPORATION
April 17, 1986 - November 20, 1986
FIRST UNION CAPITAL MARKETS CORP.
March 17, 1983 - April 28, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
March 17, 1983 - April 30, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
March 17, 1983 - April 30, 1986
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/28/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
