David L. Vervelde

TLW WEALTH MANAGEMENT

Indian Rocks Beach, FL

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CRD#: 1097723

Professional summary

David Lee Vervelde is a registered financial advisor currently at TLW WEALTH MANAGEMENT, LLC located in Indian Rocks Beach, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TEAL WING LLC; INVESTMENT RELATED; HAYWARD, WISCONSIN; REAL ESTATE; PARTNER; APRIL 2015; 4 HOURS A MONTH NOT DURING TRADING; MANAGING/PAYING BILLS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lee Vervelde's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2016 - Present

TLW WEALTH MANAGEMENT, LLC

RIA

CRD#: 284598

Indian Rocks Beach, FL

Past

September 24, 2012 - August 17, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

OMAHA, NE

Past

September 24, 2012 - August 17, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OMAHA, NE

Past

July 31, 1997 - September 27, 2012

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

OMAHA, NE

Past

August 3, 1993 - September 27, 2012

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

OMAHA, NE

Past

September 4, 1990 - August 4, 1993

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 4, 1989 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

March 22, 1983 - December 31, 1987

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLW WEALTH MANAGEMENT, LLC

CRD#: 284598 / SEC#: 801-114938

RIA

Registered Investment Advisory firm - (4/2/2019 Approved)

Kansas

Registered Investment Advisory firm - (4/10/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (4/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/29/2020)

IAR

Kansas
(10/27/2016)

IAR

Nebraska
(8/9/2016)

IAR

Texas
(9/8/2022)

IAR

Wisconsin
(8/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/3/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Current Firm

TLW WEALTH MANAGEMENT, LLC

CRD#: 284598 / SEC#: 801-114938

RIA

Registered Investment Advisory firm - (4/2/2019 Approved)

Kansas

Registered Investment Advisory firm - (4/10/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (4/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2019 Terminated)

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Contact information

Main Address

Indian Rocks Beach, FL

Mailing Address

Phone number

(402) 599-9568

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND PART 2 B (4/24/2025)

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 174,882,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David L. Vervelde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lee Vervelde's CRS (Customer Relationship Summary).

Certified licenses

Experience

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

BLUNT ELLIS & LOEWI INCORPORATED

DAIN RAUSCHER INCORPORATED

Primary Firm SEC Registration

TLW WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/1983

SIE

Date: 8/17/2016

Series 3

Date: 11/3/1989

Series 7

Date: 3/19/1983

Current Firm

TLW WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLW WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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