Cary A. Prejean
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cary Andrew Prejean was a registered financial advisor .
Cary is a previously registered financial advisor and started their career in finance in 1983. Cary had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 22, Series 53, Series 24, Series 27 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2004 - December 31, 2006
FINANCIAL DESIGN CAPITAL MANAGEMENT, INC.
November 2, 2000 - January 6, 2004
FINANCIAL DESIGN, INC.
October 23, 2000 - October 11, 2006
FINANCIAL DESIGN, INC.
May 20, 1994 - January 8, 2001
HARGER AND COMPANY, INC.
January 21, 1988 - October 5, 1989
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 29, 1983 - January 1, 1988
HARGER AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
