AS

Andrew J. Schembra

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CRD#: 1097632
AS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Joseph Schembra was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1983. Andrew had worked at 2 firms and has passed the Series 63, Series 2 and Series 39 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 25, 1986 - July 7, 1992

SCHEMBRA SECURITIES, INC.

BD
CRD#: 18184
Past

October 5, 1983 - August 19, 1986

CONDOMINIUM HOTELS INTERNATIONAL, INC.

BD
CRD#: 11729

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 11/20/1981
Non-Member General Securities Examination
Principal/Supervisory Exam

Current Firm


SS
SCHEMBRA SECURITIES, INC.
SCHEMBRA SECURITIES, INC.

CRD#: 18184 / SEC#: , 8-36221

BD
Terminated by SEC on 08/09/2009
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Contact information


Main Address
Mailing Address
Phone number
Established
South Carolina since 03/04/1986
Firm type
Corporation
Fiscal year end
April
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SCHEMBRA, CAROL LEVINSONSHAREHOLDER, TREASURER1537364
SCHEMBRA, PHILIP ANTHONYSHAREHOLDER, VICE PRESIDENT1258676
RICH, GREGORY ROBERTPRESIDENT, COMPLIANCE OFFICER, S 24, CCO
SLOAN, JACQUELINE LEEFINANCIAL & OPERATIONS PRINCIPAL2717305

Disclosures


Regulatory Event2

Red Flags


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Company Information


SCHEMBRA SECURITIES, INC.

CRD#: 18184

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