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EC

Edward J. Campbell

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CRD#: 1097630
EC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Joseph Campbell was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1983. Edward had worked at 2 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 20, 1986 - January 14, 2008

LOEB ARBITRAGE FUND

BD
CRD#: 16610
NEW YORK, NY
Past

February 4, 1983 - December 31, 2012

LOEB PARTNERS CORPORATION

BD
CRD#: 10929
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 4/16/1983
Financial and Operations Principal Examination

Current Firm


LA
LOEB ARBITRAGE FUND
LOEB ARBITRAGE FUND

CRD#: 16610 / SEC#: , 8-34262

BD
Terminated by SEC on 01/13/2008
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 05/14/1985
Firm type
Partnership
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
AIG,PKL, INC.LIMITED PARTNER
FIREMAN, PAUL BERRYLIMITED PARTNER2003394
LOEB ARBITRAGE MANAGEMENT, INC., G.P.GENERAL PARTNER
RDV CAPITAL MANAGEMENT, LPLIMITED PARTNER
CAMPBELL, EDWARD JOSEPHCFO1097630
EMANUEL, MICHAEL SCOTTVICE PRESIDENT, CHIEF COMPLIANCE OFFICER4608068
KEMPNER, THOMAS LENOXCHAIRMAN, CEO, LOEB ARBITRAGE MANAGEMENT, INC., G.P.,267535
KING, GIDEON JEREMYPRES., LOEB ARBITRAGE MANAGEMENT, INC., G.P.2343944
TCHEREPNINE, PETER ALEXANDROVICHV.P., LOEB ARBITRAGE MANAGEMENT, INC., G.P.443600

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LOEB ARBITRAGE FUND

CRD#: 16610

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