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MJ

Michael J. Janik

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CRD#: 1097627
MJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Joseph Janik, who also goes by Mike Janik, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mike Janik

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 20, 1992 - December 31, 1992

FIRST AFFILIATED SECURITIES

BD
CRD#: 23737
Past

September 9, 1991 - June 19, 1992

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
Past

January 2, 1991 - August 28, 1991

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
Past

January 29, 1990 - December 19, 1990

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
Past

August 5, 1987 - January 6, 1989

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096
Past

April 8, 1987 - August 6, 1987

WELCO SECURITIES, INC.

BD
CRD#: 14061
Past

March 22, 1983 - October 10, 1986

W.H. NEWBOLD'S SON & CO., INC.

BD
CRD#: 7575

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/25/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FA
FIRST AFFILIATED SECURITIES
BAC SECURITIES CORP. | SYSTEM AMERICA, INC. | FIRST AFFILIATED SECURITIES, INC. | FIRST AFFILIATED SECURITIES | BEKHOR SECURITIES CORPORATION

CRD#: 23737 / SEC#: , 8-40485

BD
Cancelled by SEC on 11/16/1995
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 12/17/1987
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST AFFILIATED SECURITIES

CRD#: 23737

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