Michael D. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dean Fisher, who also goes by Michael D Fisher, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 13 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2009 - December 31, 2018
NEOSHO ADVISORS LLC
January 2, 2001 - December 31, 2010
MILLIMAN ADVISORS, LLC
October 2, 2000 - February 5, 2002
WALL STREET ACCESS
June 14, 1996 - October 29, 1998
BMA FINANCIAL SERVICES, INC.
March 1, 1994 - December 16, 1994
AVANTAX INVESTMENT SERVICES, INC.
January 9, 1992 - March 1, 1994
KIDDER, PEABODY & CO. INCORPORATED
August 22, 1991 - January 15, 1992
BMA FINANCIAL SERVICES, INC.
October 25, 1989 - March 4, 1991
USF&G INVESTMENT SERVICES, INC.
March 10, 1988 - February 24, 1990
GS2 SECURITIES, INC.
May 19, 1987 - March 10, 1988
LEXINGTON FUNDS DISTRIBUTOR, INC.
November 8, 1986 - March 26, 1987
E. F. HUTTON & COMPANY INC
February 28, 1986 - September 3, 1986
FIRST AFFILIATED SECURITIES, INC.
May 23, 1985 - April 7, 1986
RICHMOR SECURITIES, INC.
June 6, 1983 - March 14, 1986
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
NEOSHO ADVISORS LLC
CRD#: 149869 / SEC#: 801-70057
Contact information
Red Flags
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