Kevin R. Kane

JOURNEY ADVISORY GROUP

Covington, KY 41011

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CRD#: 1097435

Professional summary

Kevin Reilly Kane is a registered financial advisor currently at JOURNEY ADVISORY GROUP, LLC located in Covington, Kentucky.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kevin has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Reilly Kane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2018 - Present

JOURNEY ADVISORY GROUP, LLC

Office #1: 15 West Fifth Street, Covington, KY 41011

RIA

CRD#: 171919

Covington, KY

Past

December 12, 2018 - September 13, 2021

CHANNEL ISLANDS GROUP

RIA

CRD#: 168868

COVINGTON, KY

Past

June 25, 2018 - September 17, 2018

JOURNEY ADVISORY GROUP, LLC

RIA

CRD#: 171919

COVINGTON, KY

Past

June 25, 2018 - September 17, 2018

CHANNEL ISLANDS GROUP

RIA

CRD#: 168868

COVINGTON, KY

Past

June 30, 2016 - May 15, 2018

OT: OPTIMIZED TRANSITIONS, INDEPENDENT INVESTMENT COUNSEL, LLC

RIA

CRD#: 171645

LEBANON, NJ

Past

September 1, 2004 - March 8, 2006

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

CINCINNATI, OH

Past

September 1, 2004 - March 8, 2006

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

CINCINNATI, OH

Past

October 2, 2002 - August 11, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AUGUSTA, GA

Past

October 1, 2002 - August 11, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 14, 2002 - July 18, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 14, 2000 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

March 19, 1998 - February 14, 2000

WACHOVIA BROKERAGE SERVICE

CRD#: 17503

WINSTON SALEM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY ADVISORY GROUP, LLC

DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC

CRD#: 171919 / SEC#: 801-79934

RIA

Registered Investment Advisory firm - (6/26/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(12/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/15/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/15/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

JOURNEY ADVISORY GROUP, LLC

DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC

CRD#: 171919 / SEC#: 801-79934

RIA

Registered Investment Advisory firm - (6/26/2014 Approved)

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Contact information

Main Address

50 E. Rivercenter Blvd Suite 301, Covington, KY 41011

Mailing Address

Phone number

(859) 888-0356

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY ADVISORY GROUP, LLC FORM ADV 2A (4/14/2025)

Regulatory assets under management

Total Number of Accounts	2,004
AUM (Assets Under Management)	$ 1,473,333,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin R. Kane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Reilly Kane's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHANNEL ISLANDS GROUP

JOURNEY ADVISORY GROUP, LLC

CHANNEL ISLANDS GROUP

OT: OPTIMIZED TRANSITIONS, INDEPENDENT INVESTMENT COUNSEL, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

WACHOVIA BROKERAGE SERVICE

Primary Firm SEC Registration

JOURNEY ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2018

Series 63

Date: 4/17/1998

Series 7

Date: 3/16/1998

Series 10

Date: 3/15/2000

Series 9

Date: 3/15/2000

Current Firm

JOURNEY ADVISORY GROUP, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY ADVISORY GROUP, LLC

TRUST BUT VERIFY

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