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GL

George E. Langlois

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CRD#: 1097282
GL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Edward Langlois, who also goes by George Lang, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1983. George had worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


George Lang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 17, 2014 - April 4, 2024

AMERICAN TRUST INVESTMENT SERVICES, INC.

BD
CRD#: 3001
WHITING, IN
Past

April 19, 2007 - March 14, 2014

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
CHICAGO, IL
Past

January 26, 1999 - April 17, 2007

BIRKELBACH INVESTMENT SECURITIES, INC.

BD
CRD#: 11490
CHICAGO, IL
Past

November 18, 1996 - February 1, 1999

SHAMROCK PARTNERS, LTD

BD
CRD#: 23955
MEDIA, PA
Past

December 8, 1992 - November 19, 1996

BIRKELBACH INVESTMENT SECURITIES, INC.

BD
CRD#: 11490
CHICAGO, IL
Past

April 22, 1992 - September 3, 1992

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

January 14, 1991 - September 30, 1991

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

July 13, 1990 - August 29, 1990

WESTOK SECURITIES, INC.

BD
CRD#: 26096
Past

December 1, 1989 - February 28, 1990

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

March 14, 1989 - May 16, 1989

U.S. ADVISORS, INC.

BD
CRD#: 10721
Past

March 8, 1989 - December 5, 1989

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO
Past

December 7, 1988 - January 25, 1989

GRAYSTONE NASH, INC.

BD
CRD#: 10635
Past

May 31, 1988 - October 13, 1988

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
Past

January 28, 1988 - June 10, 1988

ALLIED CAPITAL GROUP, INC.

BD
CRD#: 13146
Past

March 3, 1987 - February 3, 1988

BROOKS WEINGER ROBBINS & LEEDS INC.

BD
CRD#: 14156
Past

October 30, 1986 - February 10, 1987

BOYLE SECURITIES, INC.

BD
CRD#: 10130
Past

August 9, 1985 - March 21, 1986

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
Past

December 10, 1984 - August 8, 1985

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
Past

August 23, 1984 - December 6, 1984

VANTAGE SECURITIES OF COLORADO, INC.

BD
CRD#: 8622
Past

May 17, 1983 - August 27, 1984

CAPITAL SECURITIES INVESTMENT CORPORATION

BD
CRD#: 5606

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/9/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/21/2000
General Securities Principal Examination

Current Firm


AT
AMERICAN TRUST INVESTMENT SERVICES, INC.
AMERICAN TRUST INVESTMENT SERVICES ADVISORY | PEERSON & COMPANY, INC. | PEERSON & COMPANY INVESTMENT SERVICES | AMERICAN TRUST INVESTMENT SERVICES, INC.

CRD#: 3001 / SEC#: , 8-14394

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1244 119th Street, Whiting, IN 46394
Mailing Address
9040 Town Center Parkway, Lakewood Ranch, FL 34202
Phone number
(949) 524-2742
Established
Indiana since 12/23/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
CCIG ACQUISITION COMPANY, LLCOWNER
DEVER, JAMES FRANCISCEO1840373
KESSLER, KRISTOPHER CHARLESPRESIDENT4543640
LIPPY, IAN EDWARDCHIEF OPERATING OFFICER6037326
ONESTO, RICHARD ERNESTFINANCIAL OPERATIONS PRINCIPAL2453096
SLAVINSKY, CHARLES JOSEPHCCO/MSRB/ROP2807658

Disclosures


Regulatory Event5
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMERICAN TRUST INVESTMENT SERVICES, INC.

CRD#: 3001

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