Bruce G. Bushman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Gerald Bushman was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1983. Bruce had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2013 - January 4, 2021
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
December 1, 2010 - January 4, 2021
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
August 2, 2006 - March 3, 2011
PROSPERA BROKERAGE SOLUTIONS LLC
September 28, 2005 - December 6, 2010
SECURITIES AMERICA, INC.
July 5, 2005 - October 10, 2005
CAP PRO BROKERAGE SERVICES, INC.
June 20, 2005 - December 21, 2010
PROSPERA INVESTMENT ADVISORS, LLC
July 26, 2004 - June 23, 2005
AMERITAS INVESTMENT COMPANY, LLC
May 7, 2004 - June 23, 2005
AMERITAS INVESTMENT COMPANY, LLC
May 2, 2002 - December 2, 2003
METROPOLITAN FINANCIAL SERVICES, INC.
March 20, 2002 - December 2, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
February 22, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
February 22, 1983 - March 20, 2002
IDS LIFE INSURANCE COMPANY
February 22, 1983 - March 20, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
CRD#: 38357 / SEC#: 801-57242, 8-48239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
CRD#: 38357 / SEC#: 801-57242, 8-48239
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLIFTONLARSONALLEN LLP | SOLE MEMBER | |
| BLAND, WILLIAM CLAYTON | CHIEF EXECUTIVE OFFICER | 3259971 |
| BUFFIE, BRIAN JACOB | CHIEF COMPLIANCE OFFICER | 5532207 |
| VAN HORRICK, JACLYN SUZANNE | PRINCIPAL FINANCIAL OFFICER | 4587577 |
| VAN HORRICK, JACLYN SUZANNE | PRINCIPAL OPERATIONS OFFICER | 4587577 |
| VAN HORRICK, JACLYN SUZANNE | FINANCIAL OPERATIONS PRINCIPAL | 4587577 |
Regulatory assets under management
| Total Number of Accounts | 22,382 |
| AUM (Assets Under Management) | $ 13,324,042,941 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/18/2025 | ||
| 09/10/2024 | ||
| 08/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
