Raphael Warshawsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raphael Warshawsky was a registered financial professional .
Raphael is a previously registered financial professional and started their career in finance in 1983. Raphael had worked at 5 firms and has passed the Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 1988 - March 21, 1990
EDGEWATER SECURITIES, INC.
July 30, 1987 - October 14, 1987
GINSBERG & GARIPOLI SECURITIES CORP.
March 12, 1987 - November 29, 1988
PRELUDE SECURITIES CORP.
June 21, 1984 - April 30, 1990
CLAIRMONT SECURITIES INC.
March 22, 1983 - May 14, 1984
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
EDGEWATER SECURITIES, INC.
CRD#: 22884 / SEC#: , 8-40019
Contact information
Documents
Red Flags
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