Tracy L. Sams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracy Lee Sams was a registered financial professional .
Tracy is a previously registered financial professional and started their career in finance in 1984. Tracy had worked at 1 firm and has passed the Series 63, Series 7, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 1984 - January 20, 1992
MADISON CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MADISON CAPITAL CORP.
CRD#: 10950 / SEC#: , 8-29012
Contact information
Documents
Red Flags
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