AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
LJ

Leila Cassel Jenkins

CRD# 1097009·Registered 1983 - 2009
Barred: Leila Cassel Jenkins was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Leila Cassel Jenkins was a registered financial advisor. Leila was a previously registered financial advisor and started their career in finance 1983 - 2009. Leila had worked at 8 firms and has passed the Series 63, Series 65, Series 7, Series 53, Series 8, Series 4, Series 27 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

40 years in the financial services industry

Current & Past Employments

SPOUTING ROCK CAPITAL ADVISORS, LLC·CRD# 143180
BD
New York, NY
October 3, 2008 - February 12, 2009
MOORS & CABOT FINANCIAL ADVISORS, LLC·CRD# 132798
BD
Naples, FL
August 25, 2006 - October 17, 2006
MOORS & CABOT, INC.·CRD# 594
BD
Naples, FL
June 6, 2006 - August 25, 2006
WHITEHORNE & COMPANY, LTD.·CRD# 128031
BD
Newport Beach, CA
January 7, 2004 - October 21, 2005
DOMINARI SECURITIES LLC·CRD# 18975
BD
New York, NY
July 14, 2000 - May 11, 2001
LOCKE CAPITAL MANAGEMENT INC·CRD# 106742
RIA
Newport, RI
June 27, 1997 - March 31, 2009
WHITEHORNE & COMPANY, LTD.·CRD# 28724
BD
Smithfield, RI
September 19, 1991 - January 21, 2000
SHIELDS & COMPANY·CRD# 11053
BD
February 25, 1983 - March 25, 1988

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

SR
SPOUTING ROCK CAPITAL ADVISORS, LLC

SPOUTING ROCK CAPITAL ADVISORS, LLC

CRD#: 143180 / SEC#: 8-67539
BD
Terminated by SEC on 02/21/2022

Contact Information

Established

Delaware since 10/17/2006

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
PAGE, BLAKELY CHAPMANMANAGING MEMBER, PRESIDENT, PRINCIPAL, CCO2922955
SPOUTING ROCK FINANCIAL PARTNERS, LLCMEMBER—
KINZER, CAROL ANNFINANCIAL AND OPERATIONS PRINCIPAL4519471

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2004About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1996About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Jul 1991About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1991About the Series 53 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Oct 1991

Series 4 — Registered Options Principal Examination

Passed Oct 1991About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1991About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 1991About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
LJ
Follow Leila
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required