George D. Hawes
Professional summary
George Daniel Hawes is a registered financial professional currently at FAIRVIEW SECURITIES, INC. located in Rowayton, Connecticut.
George is registered as a RR (Registered Representative) and started their career in finance in 1983. George has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 52, Series 30 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Daniel Hawes's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2000 - Present
FAIRVIEW SECURITIES, INC.
July 15, 1996 - March 16, 2000
WILKINSON BOYD CAPITAL MARKETS, INC
August 7, 1989 - February 8, 1994
EASTBRIDGE CAPITAL INC.
February 19, 1983 - February 4, 1989
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2000)
(4/18/2000)
(10/5/2012)
(3/4/2013)
(11/14/2012)
(8/2/2016)
(4/18/2000)
(3/8/2016)
(4/18/2000)
(4/18/2000)
(3/4/2013)
(11/14/2012)
(3/4/2013)
(11/14/2012)
(4/26/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FAIRVIEW SECURITIES, INC.
CRD#: 35703 / SEC#: , 8-46868
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUNDERLAND, JASON THADDEUS | CEO, CCO, AMLCO, GENERAL SECURITIES PRINCIPAL, FINOP, PFO AND POO | 2650445 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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