June J. Batcheller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
June Jessup Batcheller, who also goes by June Batcheller, June Jessup Baylies, June Jessup, was a registered financial professional .
June is a previously registered financial professional and started their career in finance in 1996. June had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2006 - February 3, 2011
E*TRADE CLEARING LLC
May 24, 2006 - December 31, 2006
BROWNCO, LLC
March 31, 2006 - January 15, 2008
E*TRADE GLOBAL ASSET MANAGEMENT, INC.
December 1, 2005 - May 8, 2006
BROWNCO, LLC
November 17, 2005 - July 25, 2006
LIGHTSPEED PROFESSIONAL TRADING LLC
March 11, 2005 - February 3, 2011
G1 EXECUTION SERVICES, LLC
March 5, 2004 - May 25, 2005
LIGHTSPEED PROFESSIONAL TRADING LLC
March 31, 2003 - April 8, 2015
E*TRADE SECURITIES LLC
March 29, 1996 - June 5, 1997
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E*TRADE CLEARING LLC
CRD#: 25025 / SEC#: , 8-41354
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETCM HOLDINGS, LLC | OWNER | |
| ENGEL, STEVEN JAY | MANAGER | 6474140 |
| INGGS, DAVID M | MANAGER | 4875173 |
| INGGS, DAVID M | CHIEF EXECUTIVE OFFICER | 4875173 |
| INGGS, DAVID M | PRESIDENT | 4875173 |
| MASTRIANNI, JOSEPH FRANCIS | CHIEF COMPLIANCE OFFICER | 1131254 |
| MURRAY, MATTHEW ANDREW | CHIEF OPERATIONS OFFICER | 4009310 |
| MURRAY, MATTHEW ANDREW | MANAGER | 4009310 |
| SHER, LORI SUE | SECRETARY | 5509677 |
| SIMONICH, BRENT BLAIN | FINOP | 3254859 |
| SIMONICH, BRENT BLAIN | MANAGER | 3254859 |
| SIMONICH, BRENT BLAIN | CHIEF FINANCIAL OFFICER | 3254859 |
Disclosures
| Regulatory Event | 29 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
