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TS

Turner F. Smith

INTERNATIONAL MONEY MANAGEMENT GROUP
STEVENSVILLE, MD 21666
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CRD#: 1096803
TS
Turner Frank SmithINTERNATIONAL MONEY MANAGEMENT GROUP

Professional summary


Turner Frank Smith is a registered financial professional currently at INTERNATIONAL MONEY MANAGEMENT GROUP, INC. located in Stevensville, Maryland.

Turner is registered as a RR (Registered Representative) and started their career in finance in 1984. Turner has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Turner Frank Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 6, 1989 - Present

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

Office #1: 120 Sallitt Dr Suite F, Stevensville, MD 21666
BD
CRD#: 14367
STEVENSVILLE, MD
Past

April 5, 1984 - December 31, 1988

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(2/7/1989)

Exams


State Security Law Exam
RR
Series 63
Date: 11/1/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IM
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

CRD#: 14367 / SEC#: , 8-30417

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
120 Sallitt Dr Suite F, Stevensville, MD 21666
Mailing Address
120 Sallitt Dr Suite F, Stevensville, MD 21666
Phone number
(410) 827-4005
Established
Maryland since 01/09/1975
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BRITTINGHAM, ERNEST ORLANDO JRPRESIDENT,CEO,CCO30929
HUMPHRIES, WAYNE THOMASEXECUTIVE VICE PRESIDENT/DIRECTOR253139

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

CRD#: 14367Stevensville, MD 21666

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