David L. Stetson
Professional summary
David Lee Stetson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, David had worked at 6 firms, which includes J.P. TURNER & COMPANY L.L.C., DONALD & CO. SECURITIES INC., MORGAN TAYLOR & ASSOCIATES INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N, MADISON CHAPIN ASSOCS. INC., CIBC WORLD MARKETS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2002 - April 28, 2004
J.P. TURNER & COMPANY, L.L.C.
December 1, 1998 - August 22, 2002
DONALD & CO. SECURITIES INC.
August 28, 1996 - October 7, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
December 22, 1995 - October 7, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
August 20, 1991 - December 1, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N
February 17, 1988 - June 26, 1991
MADISON CHAPIN ASSOCS., INC.
February 24, 1983 - December 10, 1987
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 12/24/1998
Limited Representative-Equity Trader ExamCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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