John R. Willets
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Randall Willets JR, who also goes by (jr) John Randall Willets, John Randall Jr Willets, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 8, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 1994 - April 20, 2009
SANDGRAIN SECURITIES LLC
March 13, 1992 - March 15, 1994
SANDGRAIN SECURITIES LLC
July 9, 1987 - March 10, 1989
INVESTORS CENTER, INC.
July 7, 1986 - September 17, 1986
CONCORD ASSETS SECURITIES, INC.
March 19, 1984 - August 19, 1985
FIRST UNITED FUND,LTD.
June 15, 1983 - August 24, 1983
"SHAREAMERICA"
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/20/1998
Limited Representative-Equity Trader ExamSeries 8
Date: 10/1/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SANDGRAIN SECURITIES LLC
CRD#: 26004 / SEC#: , 8-42262
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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