Eduardo Galan
Professional summary
Eduardo Galan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eduardo is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Eduardo had worked at 5 firms, which includes PREFERRED HOLDING CORPORARTION, BRENT CAPITAL CORP., PRINCIPAL SECURITIES INC., TOWER SQUARE SECURITIES INC., BRYN MAWR SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2003 - June 16, 2008
PREFERRED HOLDING CORPORARTION
August 21, 2002 - November 14, 2002
BRENT CAPITAL CORP.
July 23, 1997 - August 9, 2002
PRINCIPAL SECURITIES, INC.
April 8, 1996 - May 28, 1997
TOWER SQUARE SECURITIES, INC.
April 30, 1994 - April 9, 1996
BRYN MAWR SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
PREFERRED HOLDING CORPORARTION
CRD#: 45518 / SEC#: , 8-51067
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PREFERRED HOLDING CORPORATION | DIRECT OWNER OF PREFERRED FINANCIAL GROUP | |
| MIBAUM, ELLIOTT RAYMOND | PRESIDENT | 832046 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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